William A. Meredith

OAKWOOD CAPITAL SECURITIES

FORT MYERS, FL 33908

Some features on this profile are disabled

CRD#: 2493663

Professional summary

William Arnold Meredith, who also goes by Bill Meredith, Will Meredith, William Arnold Meredith, William Meredith, William A Meredith, is a registered financial professional currently at OAKWOOD CAPITAL SECURITIES, INC. located in Fort Myers, Florida.

William is registered as a RR (Registered Representative) and started their career in finance in 1994. William has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.

Aliases

Bill Meredith | Will Meredith | William Arnold Meredith | William Meredith | William A Meredith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Arnold Meredith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2026 - Present

OAKWOOD CAPITAL SECURITIES, INC.

Office #1: 15701 S Tamiami Trail Suite 300, Fort Myers, FL 33908

CRD#: 21000

FORT MYERS, FL

Past

May 7, 2020 - May 7, 2024

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

December 11, 2019 - February 24, 2020

LPL FINANCIAL LLC

CRD#: 6413

SCOTTSDALE, AZ

Past

May 18, 2017 - December 31, 2018

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

OVERLAND PARK, KS

Past

July 20, 2016 - August 30, 2016

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

OVERLAND PARK, KS

Past

September 2, 2009 - June 21, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

OVERLAND PARK, KS

Past

January 29, 2003 - July 2, 2008

SLD AMERICA EQUITIES, INC.

CRD#: 36259

WEST CHESTER, PA

Past

July 2, 2001 - December 31, 2002

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

October 27, 2000 - November 5, 2001

SLD AMERICA EQUITIES, INC.

CRD#: 36259

WEST CHESTER, PA

Past

November 29, 1996 - December 31, 1998

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

November 28, 1994 - July 10, 1996

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/18/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/25/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OAKWOOD CAPITAL SECURITIES, INC.

GARDNER FINANCIAL SERVICES, INC. | OAKWOOD CAPITAL SECURITIES, INC.

CRD#: 21000 / SEC#: , 8-38631

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426

Mailing Address

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426

Phone number

(952) 935-4601

Established

Minnesota since 05/11/1987

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
OAKWOOD CAPITAL SECURITIES, LLC	OWNER
BASKETT, ERIN	FINOP, PFO, POO	4538604
KING, BRANDON DOUGLAS	VICE PRESIDENT	6371003
KING, DOUGLAS STEPHAN	PRESIDENT, CHIEF COMPLIANCE OFFICER	1375683
KING, JASON THOMAS	VICE PRESIDENT	6343030

Disclosures

Regulatory Event	1
Bond	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Steven Adelson

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Fort Myers, FL

Pamela Mahar

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

IAR

FORT MYERS, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William A. Meredith

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Arnold Meredith's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

LPL FINANCIAL LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

HORNOR, TOWNSEND & KENT, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

SLD AMERICA EQUITIES, INC.

CETERA ADVISORS LLC

SLD AMERICA EQUITIES, INC.

PRINCIPAL SECURITIES, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/18/1994

SIE

Date: 10/1/2018

Series 6

Date: 11/25/1994

FINRA

Current Firm

OAKWOOD CAPITAL SECURITIES, INC.

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

OAKWOOD CAPITAL SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors