Laurie M. Bricker
Professional summary
Laurie Marie Bricker, who also goes by Laurie Marie Wolf, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Laurie is registered as a RR (Registered Representative) and started their career in finance in 1995. Laurie has worked at 13 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laurie Marie Bricker's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2021 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215November 4, 2013 - November 28, 2018
INCAPITAL DISTRIBUTORS LLC
November 4, 2013 - September 9, 2021
INSPEREX LLC
May 9, 2012 - November 5, 2013
NAVIAN CAPITAL SECURITIES LLC
January 20, 2010 - April 26, 2012
FIRSTMERIT ADVISORS, INC.
January 14, 2010 - April 26, 2012
FIRSTMERIT FINANCIAL SERVICES, INC
June 25, 2009 - January 22, 2010
INVEST FINANCIAL CORPORATION
June 24, 2009 - January 14, 2010
INVEST FINANCIAL CORPORATION
June 4, 2009 - June 22, 2009
NATCITY INVESTMENTS, INC.
January 30, 2009 - June 8, 2009
JOHN HANCOCK DISTRIBUTORS LLC
June 28, 2007 - November 7, 2008
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
October 8, 2002 - May 4, 2006
EVERLAKE DISTRIBUTORS, LLC
August 22, 2001 - October 8, 2002
THE HUNTINGTON INVESTMENT COMPANY
December 1, 2000 - January 9, 2001
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 30, 1995 - December 31, 2000
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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