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Abraham Marvin Majerczyk

CRD# 2493602·Registered 1994 - 2003
Previously Registered: Being a previously registered professional could mean that Abraham is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Abraham Marvin Majerczyk was a registered financial advisor. Abraham was a previously registered financial professional and started their career in finance 1994 - 2003. Abraham had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
May 15, 2003 - July 31, 2003
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
June 28, 2001 - February 14, 2003
PHD CAPITAL·CRD# 38785
BD
New York, NY
November 27, 1996 - July 28, 1997
ARGENT SECURITIES, INC.·CRD# 15297
BD
Atlanta, GA
May 31, 1996 - October 15, 1996
PATTERSON TRAVIS, INC.·CRD# 16540
BD
Englewood, CO
November 17, 1994 - October 9, 1995
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
July 11, 1994 - November 9, 1994

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Current Firm

WL
WORLDCO, L.L.C.

BIRK HOLLAND & CO., INC. | WORLDCO, L.L.C.

CRD#: 24673 / SEC#: 8-41285
BD
Terminated by SEC on 03/05/2004

Contact Information

Established

New York since 03/10/1995

Firm Type

Limited Liability Company

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
WATERFORD HOLDINGS, L.L.C.SHAREHOLDER—
CURRAN, JAMES EDWARDFINANCIAL & OPERATIONAL PRINCIPAL2870558
ELLIS, MARC ANDREWDIRECTOR OF COMPLIANCE2162526
MILLER, JOHN GERARDCEO1975249

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1994About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2001

Series 7 — General Securities Representative Examination

Passed Jul 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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