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JM

John Gerard Miller

CRD# 1975249·Registered 1990 - 2003
Barred: John Gerard Miller was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

John Gerard Miller was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1990 - 2003. John had worked at 6 firms and has passed the Series 63, Series 55, Series 7, Series 4, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

EUROAMERICAN FINANCIAL LIMITED L.L.C.·CRD# 38886
BD
New York, NY
October 17, 1997 - December 18, 2003
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
October 6, 1993 - January 2, 2004
LANCASTER LEEDS & CO., INC.·CRD# 2732
BD
August 27, 1993 - December 6, 1993
R.H.DAMON & CO., INC.·CRD# 23091
BD
April 16, 1990 - July 9, 1990
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
February 7, 1990 - April 5, 1990
J. T. MORAN & CO., INC.·CRD# 15655
BD
January 24, 1990 - August 3, 1999

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Current Firm

EF
EUROAMERICAN FINANCIAL LIMITED L.L.C.

EUROAMERICAN FINANCIAL LIMITED L.L.C.

CRD#: 38886 / SEC#: 8-48471
BD
Terminated by SEC on 02/16/2004

Contact Information

Established

New Jersey since 05/24/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WATERFORD HOLDINGS, L.L.C.SHAREHOLDER—
ELLIS, MARC ANDREWDIRECTOR OF COMPLIANCE2162526
ITSKOVICH, ALEX PETERFINANCIAL AND OPERATIONAL PRINCIPAL2901437
MILLER, JOHN GERARDCEO1975249

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1990About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2002

Series 7 — General Securities Representative Examination

Passed Jan 1990About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jul 1994About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1993About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Sep 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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