Arthur V. Gunning
Professional summary
Arthur Vincent Gunning JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Arthur is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Arthur had worked at 3 firms, which includes HUNTER WORLD MARKETS INC., TOLUCA PACIFIC SECURITIES CORP., STATE CAPITAL MARKETS CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 1997 - August 26, 1997
HUNTER WORLD MARKETS, INC.
September 20, 1995 - March 28, 1997
TOLUCA PACIFIC SECURITIES CORP.
September 26, 1994 - September 26, 1995
STATE CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
HUNTER WORLD MARKETS, INC.
CRD#: 38755 / SEC#: , 8-48387
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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