Robert V. Holton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Vincent Holton JR, who also goes by Robert V Holton Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 2 firms and has passed the Series 00 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 1988 - December 31, 1990
WHARTON EQUITY CORPORATION
March 5, 1986 - October 23, 1987
WHARTON EQUITY CORPORATION
September 11, 1969 - February 10, 1987
IRG SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 00
Date: 8/17/1969
General Securities Principal ExaminationCurrent Firm
WHARTON EQUITY CORPORATION
CRD#: 10170 / SEC#: , 8-26224
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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