Miguel A. Salazar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Miguel Angel Salazar was a registered financial professional .
Miguel is a previously registered financial professional and started their career in finance in 1999. Miguel had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2018 - March 24, 2023
AVITAS WEALTH MANAGEMENT, LLC
February 23, 2009 - December 11, 2017
UBS FINANCIAL SERVICES INC.
February 20, 2009 - December 11, 2017
UBS FINANCIAL SERVICES INC.
June 7, 2004 - February 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 1999 - February 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVITAS WEALTH MANAGEMENT, LLC
CRD#: 291155 / SEC#: 801-112159
Contact information
Regulatory assets under management
| Total Number of Accounts | 714 |
| AUM (Assets Under Management) | $ 996,340,694 |
Red Flags
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