Keith C. Baelis
Professional summary
Keith Charles Baelis, who also goes by Keith C Baelis, is a registered financial professional currently at BULL MARKET SECURITIES, INC. located in New York, New York.
Keith is registered as a RR (Registered Representative) and started their career in finance in 1996. Keith has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith Charles Baelis's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2024 - Present
BULL MARKET SECURITIES, INC.
Office #1: 369 Lexington Avenue Suite 22a, New York, NY 10017November 3, 2020 - March 13, 2024
UBS SECURITIES LLC
July 12, 2013 - August 16, 2021
UBS FINANCIAL SERVICES INC.
June 16, 2006 - November 6, 2013
UBS SECURITIES LLC
June 20, 1996 - June 28, 2006
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/16/2024)
(2/16/2024)
(2/16/2024)
Exams
FINRA
Current Firm
BULL MARKET SECURITIES, INC.
CRD#: 282480 / SEC#: , 8-69718
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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