Kenneth A. Shapiro
Professional summary
Kenneth Aaron Shapiro, who also goes by Kenneth A Shapiro, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1994. Kenneth has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Aaron Shapiro's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 17, 2014 - May 30, 2017
OSAIC SERVICES, INC.
July 24, 2009 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
March 23, 1999 - May 22, 2009
OSAIC FS, INC.
October 19, 1994 - March 22, 1999
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(5/12/2017)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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