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KS

Kenneth Aaron Shapiro

INTEGRITY CAPITAL
Needham, MA
·CRD# 2491960·32 years experience

Professional Summary

Kenneth Aaron Shapiro, who also goes by Kenneth A Shapiro, is a registered financial advisor currently at INTEGRITY CAPITAL, LLC located in Needham, Massachusetts. Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1994. Kenneth has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kenneth A Shapiro

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

INTEGRITY CAPITAL, LLC·CRD# 285198
BD
460 Hillside Avenue, Needham, MA 02494
November 25, 2025 - Present
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
May 12, 2017 - December 31, 2025
OSAIC SERVICES, INC.·CRD# 133763
BD
Phoenix, AZ
January 17, 2014 - May 30, 2017
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Needham, MA
July 24, 2009 - December 31, 2013
OSAIC FS, INC.·CRD# 3870
BD
Needham, MA
March 23, 1999 - May 22, 2009
GUARDIAN INVESTOR SERVICES LLC·CRD# 6635
BD
New York, NY
October 19, 1994 - March 22, 1999

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Current Firm

IC
INTEGRITY CAPITAL, LLC

ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC

CRD#: 285198 / SEC#: 8-69829
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Mailing Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Phone Number

(480) 321-8992

Established

Delaware since 08/05/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
INTEGRITY WEALTH, LLCMEMBER—
BAKER, ANDREA KPRINCIPAL FINANCIAL OFFICER5533991
BAKER, ANDREA KFINOP5533991
BAKER, ANDREA KCHIEF FINANCIAL OFFICER5533991
BAKER, ANDREA KPRINCIPAL OPERATIONS OFFICER5533991
DENHAM, ERIC TODDPRESIDENT1812039
PATTERSON, GINNIE SUZANNECHIEF COMPLIANCE OFFICER6329958

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Massachusetts
(11/25/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1994About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kenneth Aaron Shapiro's CRS (Customer Relationship Summary).

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