Edward G. Cruz
Professional summary
Edward Gabriel Cruz Sr, who also goes by Ed G Cruz Sr, Eddie G Cruz Sr, Edward G. Cruz Sr., Edward Gabriel Cruz Sr, Edward Gabriel Cruz Sr., Edward Gabriel Cruz, is a registered financial professional currently at BRINKER CAPITAL SECURITIES, LLC located in Berwyn, Pennsylvania.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2000. Edward has worked at 12 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Gabriel Cruz Sr's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2025 - Present
BRINKER CAPITAL SECURITIES, LLC
Office #1: 1055 Westlakes Drive Suite 250, Berwyn, PA 19312September 21, 2022 - May 2, 2023
LPL FINANCIAL LLC
September 21, 2022 - May 2, 2023
LPL FINANCIAL LLC
January 26, 2022 - September 13, 2022
FROST INVESTMENT SERVICES
May 11, 2020 - December 31, 2021
FROST INVESTMENT SERVICES
May 11, 2020 - September 13, 2022
FROST BROKERAGE SERVICES, INC.
August 28, 2019 - August 29, 2019
SORRENTO PACIFIC FINANCIAL, LLC
August 28, 2019 - August 29, 2019
CUSO FINANCIAL SERVICES, L.P.
August 28, 2019 - August 29, 2019
CADARET, GRANT & CO., INC.
August 28, 2019 - May 1, 2020
SORRENTO PACIFIC FINANCIAL, LLC
August 28, 2019 - May 1, 2020
CUSO FINANCIAL SERVICES, L.P.
August 28, 2019 - May 1, 2020
CADARET, GRANT & CO., INC.
May 6, 2016 - May 1, 2020
NEXT FINANCIAL GROUP, INC.
May 4, 2016 - May 1, 2020
NEXT FINANCIAL GROUP, INC.
October 1, 2012 - May 13, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - May 13, 2013
J.P. MORGAN SECURITIES LLC
January 16, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
January 16, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 7, 2006 - March 31, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
May 16, 2006 - March 31, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
December 4, 2000 - October 14, 2005
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
BRINKER CAPITAL SECURITIES, LLC
CRD#: 38123 / SEC#: , 8-48110
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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