Curt A. Schultzberg

ORANGE INVESTMENT ADVISORS

GOSHEN, NY 10589

Some features on this profile are disabled

CRD#: 2491866

Professional summary

Curt Arri Schultzberg, who also goes by Curt Arri Schultzberg, Curt A Schultzberg, is a registered financial advisor currently at ORANGE INVESTMENT ADVISORS, INC. located in Goshen, New York.

Curt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Curt has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Curt Arri Schultzberg | Curt A Schultzberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: State University of New York at Oswego, Role: Board Member, Type: Board Service, Start Date: 03/15/2011, Investment Related?: No, Address: 7060 State Route 104, Oswego, NY 13126, Number of Hours/Mo: 2, Duties: Participate in board meetings, provide guidance, student engagement

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curt Arri Schultzberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2022 - Present

ORANGE INVESTMENT ADVISORS, INC.

Office #1: 117 Grand Street Suite 201, Goshen, NY 10589

RIA

CRD#: 107387

GOSHEN, NY

Past

November 12, 2021 - September 27, 2022

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

November 12, 2021 - September 27, 2022

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

Pearl River, NY

Past

November 27, 2019 - December 31, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Scarsdale, NY

Past

November 27, 2019 - January 11, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

SCARSDALE, NY

Past

November 27, 2019 - January 11, 2021

TD AMERITRADE, INC.

CRD#: 7870

SCARSDALE, NY

Past

March 11, 2019 - November 11, 2019

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

March 6, 2019 - November 11, 2019

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

NEW YORK, NY

Past

April 3, 2018 - January 22, 2019

PEOPLE'S UNITED ADVISORS, INC.

RIA

CRD#: 292454

New York, NY

Past

November 3, 2016 - January 22, 2019

PEOPLE'S SECURITIES, INC.

RIA

CRD#: 13704

New York, NY

Past

November 2, 2016 - January 22, 2019

PEOPLE'S SECURITIES, INC.

CRD#: 13704

New York, NY

Past

September 22, 2015 - November 29, 2016

GERSTEIN FISHER

RIA

CRD#: 118551

NEW YORK, NY

Past

February 23, 2015 - November 29, 2016

GFA SECURITIES, LLC

CRD#: 128568

NEW YORK, NY

Past

December 18, 2003 - March 13, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

June 9, 1998 - November 2, 2001

AMERICAN GENERAL FUNDS DISTRIBUTORS, INC.

CRD#: 42935

BOSTON, MA

Past

September 14, 1995 - April 27, 1998

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

June 6, 1994 - April 28, 1995

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

June 6, 1994 - April 28, 1995

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORANGE INVESTMENT ADVISORS, INC.

HUDSON VALLEY INVESTMENT ADVISORS INC | ORANGE INVESTMENT ADVISORS, INC. | HV CAPITAL MANAGEMENT, INC. | HUDSON VALLEY INVESTMENT ADVISORS, INC.

CRD#: 107387 / SEC#: 801-48913

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(12/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/31/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/3/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/3/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/3/1996

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ORANGE INVESTMENT ADVISORS, INC.

HUDSON VALLEY INVESTMENT ADVISORS INC | ORANGE INVESTMENT ADVISORS, INC. | HV CAPITAL MANAGEMENT, INC. | HUDSON VALLEY INVESTMENT ADVISORS, INC.

CRD#: 107387 / SEC#: 801-48913

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

117 Grand Street 2nd Floor, Goshen, NY, 10924

Mailing Address

P.o. Box 268, Goshen, NY 10924

Phone number

(845) 294-6127

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II BROCHURE (10/14/2025)

Regulatory assets under management

Total Number of Accounts	2,206
AUM (Assets Under Management)	$ 1,650,937,707

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Donald Henry

CITIGROUP GLOBAL MARKETS INC.

IAR

Norwalk, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Curt A. Schultzberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curt Arri Schultzberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

PEOPLE'S UNITED ADVISORS, INC.

PEOPLE'S SECURITIES, INC.

PEOPLE'S SECURITIES, INC.

GERSTEIN FISHER

GFA SECURITIES, LLC

EQUITABLE ADVISORS, LLC

AMERICAN GENERAL FUNDS DISTRIBUTORS, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ORANGE INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/31/2015

Series 63

Date: 6/3/1994

SIE

Date: 10/1/2018

Series 7

Date: 7/21/1999

Series 6

Date: 6/3/1994

Series 26

Date: 12/3/1996

Current Firm

ORANGE INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ORANGE INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors