Jeffrey T. Lindsey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Todd Lindsey, who also goes by Jeff Lindsey, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1994. Jeffrey had worked at 13 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2014 - November 17, 2014
FARMERS FINANCIAL SOLUTIONS, LLC
July 2, 2014 - October 27, 2014
ONEAMERICA SECURITIES, INC.
December 13, 2013 - June 11, 2014
FARMERS FINANCIAL SOLUTIONS, LLC
January 30, 2013 - October 31, 2013
THE LEADERS GROUP, INC.
May 7, 2012 - October 25, 2012
NEW ENGLAND SECURITIES
February 7, 2011 - March 15, 2012
SIGNATOR INVESTORS, INC.
April 14, 2009 - February 10, 2011
EQUITY SERVICES, INC.
February 16, 2007 - January 27, 2009
NYLIFE SECURITIES LLC
September 19, 2006 - January 4, 2007
W&S BROKERAGE SERVICES, INC.
July 19, 2006 - September 8, 2006
PARK AVENUE SECURITIES LLC
March 15, 2002 - July 14, 2004
PRINCIPAL SECURITIES, INC.
June 22, 2001 - February 4, 2002
WS GRIFFITH SECURITIES, INC.
June 20, 1994 - May 2, 2001
ROBERT W. BAIRD & CO. INCORPORATED
June 20, 1994 - May 2, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
