Mark R. Gagnon
STRATEGIC ADVISERS LLC | Vice President, Executive Planning Consultant
MANCHESTER, NH
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CRD#: 2491370
Professional summary
Mark Robert Gagnon, CFP®, who also goes by Mark Gagnon, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Manchester, New Hampshire and FIDELITY BROKERAGE SERVICES LLC located in Raleigh, North Carolina.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Biography
Passionate. Disciplined. Trustworthy. Since 1993, I've made it a personal goal to deliver a financial planning experience that is process-oriented. During my 12 years in the Army, I learned that continuous training, attention to detail, and discipline are key lifelong skills. It's my job to ask good questions about a client's vision, priorities, and goals. I then identify the obstacles they might encounter, and help them chart a course designed to move them closer to their financial destination.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Tax Planning
Life Transitions
Insurance Planning
Employee and Employer Plan Ben...
Retirement Income Management
Estate Planning
Socially Responsible Investing
Long-term Care
Comprehensive Financial Planni...
What is your minimum asset requirement?
5M
Are you a "fiduciary"?
Yes
Aliases
Mark Gagnon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Robert Gagnon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Education
Purdue University
Master of Finance - Financial Planning
2021
Purdue University
Bachelor of Science (BS) - Business Management and Administration
2014
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MANCHESTER, NH
Current
December 10, 2018 - Present
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
RALEIGH, NC
Past
December 18, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MERRIMACK, NH
Past
November 18, 2008 - July 23, 2018
TRIAD ADVISORS LLC
BD
CRD#: 25803
BEDFORD, NH
Past
December 12, 2007 - November 21, 2008
OSAIC SERVICES, INC.
RIA
CRD#: 133763
BEDFORD, NH
Past
April 25, 2007 - July 24, 2018
GRANITE STATE RETIREMENT PLANNING, INC.
RIA
CRD#: 141899
BEDFORD, NH
Past
October 31, 2005 - November 21, 2008
OSAIC SERVICES, INC.
BD
CRD#: 133763
BEDFORD, NH
Past
July 19, 2005 - May 21, 2007
MAXIMUM RETIREMENT, INC.
RIA
CRD#: 116703
BEDFORD, NH
Past
June 2, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
February 28, 2002 - May 2, 2005
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MERRIMACK, NH
Past
May 3, 2000 - May 2, 2005
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
November 5, 1998 - April 25, 2000
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
November 5, 1998 - April 25, 2000
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
June 28, 1994 - June 2, 1995
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
June 28, 1994 - June 2, 1995
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/10/2023)
RR
Arizona(1/14/2019)
RR
California(1/14/2019)
RR
Colorado(1/14/2019)
RR
Connecticut(1/14/2019)
RR
Delaware(8/13/2021)
RR
District of Columbia(1/14/2019)
RR
Florida(1/14/2019)
RR
Georgia(1/14/2019)
RR
Hawaii(1/14/2019)
RR
Idaho(7/8/2022)
RR
Illinois(1/14/2019)
RR
Indiana(2/12/2021)
RR
Kansas(1/14/2019)
RR
Louisiana(3/25/2023)
RR
Maine(1/14/2019)
RR
Maryland(1/14/2019)
RR
Massachusetts(1/14/2019)
RR
Michigan(1/14/2019)
RR
Minnesota(1/14/2019)
RR
Missouri(1/14/2019)
RR
Montana(3/4/2022)
RR
Nebraska(3/1/2024)
RR
Nevada(6/4/2021)
RR
New Hampshire(12/10/2018)
IAR
New Hampshire(3/31/2025)
RR
New Jersey(1/14/2019)
RR
New York(1/14/2019)
RR
North Carolina(1/14/2019)
RR
Ohio(1/15/2019)
RR
Oregon(8/13/2021)
RR
Pennsylvania(1/14/2019)
RR
Puerto Rico(10/9/2020)
RR
Rhode Island(1/14/2019)
RR
South Carolina(1/14/2019)
RR
Tennessee(1/14/2019)
RR
Texas(12/10/2018)
IAR
Texas(3/31/2025)
RR
Utah(1/14/2019)
RR
Vermont(1/14/2019)
RR
Virginia(1/14/2019)
RR
Washington(1/14/2019)
RR
Wisconsin(1/14/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Executive Planning ConsultantCRD#: 104555Manchester, NHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
