Craig N. Robson
REGENT PEAK WEALTH ADVISORS | Founding Principal and Managing Director
Atlanta, GA 30339
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CRD#: 2491312
Professional summary
Craig Nicholas Robson, CFP®, CIMA®, who also goes by Craig N Robson, is a registered financial advisor currently at REGENT PEAK WEALTH ADVISORS, LLC located in Atlanta, Georgia and PURSHE KAPLAN STERLING INVESTMENTS located in Atlanta, Georgia.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Craig has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31 and Series 7 exams.
Question & Answer
What are your service offerings?
Financial planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
2M
Are you a "fiduciary"?
Yes
Aliases
Craig N Robson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Regent Peak Wealth Advisors. Investment Related. See Registered Branch Location. Start 5/2019. 160 hours per month, 136 during trading. Investment advice. 2. PKSF. Investment Related. 80 State Street, Albany NY 12207. Insurance. Agent. Start 5/2019. 8 hours per month during trading. Provide advice on insurance products. 3. Eaglebrook Advisors; Investment Related; 111 Brickell Ave 10th Fl, Miami FL 33131; Cryptocurrency SMA; Advisor using platform; Start Date: 04/2021; 1 hr/mo; 1hr during trading; Related to my RIA activities, I recommend Eaglebrook advisors as a cryptocurrency SMA for clients who express interest in cryptocurrencies. 4. Ceto. Not Investment Related. 5210 Avalon Blvd, Alpharetta, GA 30009. Consulting. Board Member. Start Date: 11/01/2024. 1 hr/ month; all during trading hours. Providing objective governance, strategy, and vision to Ceto 5. Cobb County Chamber of Commerce. Not investment related. 1100 Circle 75 pkwy, Suite 1000, Atlanta, GA 30339. County Chamber of Commerce. Member. Start Date: 4/14/25. 5 hours per month; 2 hours per month. Attend networking events, educational programs and other community events put on by the cobb county chamber of commerce.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Nicholas Robson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
May 3, 2019 - Present
REGENT PEAK WEALTH ADVISORS, LLC
Office #1: 200 Galleria Pkwy Se Suite 1175, Atlanta, GA 30339RIA
CRD#: 298259
Atlanta, GA
Current
May 3, 2019 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 200 Galleria Parkway Se Suite 1175, Atlanta, GA 30339BD
CRD#: 35747
Atlanta, GA
Past
June 5, 1998 - May 7, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ATLANTA, GA
Past
July 6, 1994 - May 7, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
REGENT PEAK WEALTH ADVISORS, LLC
BUCKHEAD, LLC | REGENT PEAK WEALTH ADVISORS, LLC
CRD#: 298259 / SEC#: 801-115021
RIA
Registered Investment Advisory firm - (5/2/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/3/2019)
RR
Georgia(5/3/2019)
IAR
Georgia(5/9/2019)
RR
Louisiana(5/3/2019)
RR
Ohio(5/3/2019)
RR
South Carolina(5/3/2019)
IAR
Texas(5/3/2019)
RR
Virginia(10/17/2021)
RR
Washington(10/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RP
REGENT PEAK WEALTH ADVISORS, LLC
BUCKHEAD, LLC | REGENT PEAK WEALTH ADVISORS, LLC
CRD#: 298259 / SEC#: 801-115021
RIA
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Contact information
Main Address
200 Galleria Pkwy Se Suite 1175, Atlanta, GA 30339
Mailing Address
Phone number
(470) 867-3550
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,542 |
| AUM (Assets Under Management) | $ 706,202,478 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/13/2024 | ||
| 03/22/2024 |
Red Flags
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Company Information
REGENT PEAK WEALTH ADVISORS, LLC
Founding Principal and Managing DirectorCRD#: 298259Atlanta, GA 30339TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
