TF
Todd M. Felte
STONEX SECURITIES
Scottsdale, AZ 85258
Some features on this profile are disabled
CRD#: 2490892
TF
Professional summary
Todd Martin Felte is a registered financial professional currently at STONEX SECURITIES INC. located in Scottsdale, Arizona.
Todd is registered as a RR (Registered Representative) and started their career in finance in 1994. Todd has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Todd Martin Felte's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2024 - Present
STONEX SECURITIES INC.
Office #1: 8655 East Via De Ventura Ste G-175, Scottsdale, AZ 85258BD
CRD#: 18456
Scottsdale, AZ
Past
February 16, 2017 - September 23, 2024
AGES FINANCIAL SERVICES, LTD.
BD
CRD#: 15427
Scottsdale, AZ
Past
March 18, 2002 - April 24, 2017
SOURCE CAPITAL GROUP, INC.
BD
CRD#: 36719
SCOTTSDALE, AZ
Past
March 23, 1999 - April 24, 2000
VOYA INVESTMENTS DISTRIBUTOR, LLC
BD
CRD#: 37886
WINDSOR, CT
Past
November 20, 1998 - January 6, 1999
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
November 7, 1995 - May 28, 1998
SAMCO FINANCIAL SERVICES, INC.
BD
CRD#: 30108
PHOENIX, AZ
Past
October 13, 1994 - November 21, 1995
CORTLANDT CAPITAL CORPORATION
BD
CRD#: 25152
NEW YORK CITY, NY
Past
July 20, 1994 - October 18, 1994
AMERINATIONAL FINANCIAL SERVICES, INC.
BD
CRD#: 27986
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/27/2024)
RR
Arizona(10/4/2024)
RR
California(9/27/2024)
RR
Colorado(9/27/2024)
RR
Connecticut(9/27/2024)
RR
Florida(9/27/2024)
RR
Georgia(9/27/2024)
RR
Iowa(9/27/2024)
RR
Massachusetts(9/30/2024)
RR
Michigan(9/27/2024)
RR
Minnesota(3/11/2025)
RR
Montana(9/27/2024)
RR
Nevada(10/7/2024)
RR
New Hampshire(9/27/2024)
RR
North Carolina(10/7/2024)
RR
Oregon(9/27/2024)
RR
Pennsylvania(9/27/2024)
RR
Tennessee(9/27/2024)
RR
Utah(9/27/2024)
RR
Virginia(9/27/2024)
RR
Washington(9/27/2024)
RR
West Virginia(9/27/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
STONEX SECURITIES INC.
C G MATON FINANCIAL SERVICES , INC. | STONEX WEALTH MANAGEMENT | STONEX SECURITIES INC. | STERNE AGEE FINANCIAL SERVICES, INC. | SOUTHEAST NETWORK EQUITIES GROUP, INC. | SAL FINANCIAL SERVICES, INC. | SA STONE WEALTH MANAGEMENT INC. | INVESTECH CAPITAL CORPORATION | CAPITAL GROWTH MANAGEMENT INC.
CRD#: 18456 / SEC#: , 8-36638
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Phone number
(800) 292-2411
Established
Delaware since 01/22/2002
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
