David S. Ratcliff
Professional summary
David Samuel Ratcliff, who also goes by David Ratcliff, is a registered financial professional currently at PENTEGRA DISTRIBUTORS INC. located in Shelton, Connecticut.
David is registered as a RR (Registered Representative) and started their career in finance in 1994. David has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Samuel Ratcliff's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2023 - Present
PENTEGRA DISTRIBUTORS INC.
Office #1: 2 Enterprise Drive Suite 408, Shelton, CT 06484February 6, 2007 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 28, 1996 - June 13, 2000
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 1, 1994 - March 6, 1996
THE BENHAM GROUP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249 / SEC#: , 8-42445
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249Shelton, CT 06484TRUST BUT VERIFY
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