DEIRDRE J. PINO
HIGHTOWER SECURITIES | Director of Operations & Registered Associate
Harrison, NY 10528
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CRD#: 2490430
Professional summary
DEIRDRE J PINO, who also goes by Deirdre Jill Luddy, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Harrison, New York.
DEIRDRE is registered as a RR (Registered Representative) and started their career in finance in 1996. DEIRDRE has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Biography
Deirdre Pino is the Director of Operations and is responsible for all operational and administrative functions at Hightower, including client service, account implementation, and managing day-to-day functions of the company. She has over 26 years of experience in the financial services industry, 17 of which were spent at her previous firm, Morgan Stanley Smith Barney. Deirdre holds the Series 7, 24, and 63 licenses.
Deirdre is a lifelong New Yorker and a serious New York Mets and Rangers fan. She currently resides in Brewster with her husband and two children.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Deirdre Jill Luddy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view DEIRDRE J PINO's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2010 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 440 Mamaroneck Avenue 4th Floor, Harrison, NY, 10528BD
CRD#: 116681
Harrison, NY
Past
June 1, 2009 - March 12, 2010
MORGAN STANLEY
BD
CRD#: 149777
PURCHASE, NY
Past
July 7, 1997 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
PURCHASE, NY
Past
March 1, 1996 - March 7, 1997
AMERICORP SECURITIES, INC.
BD
CRD#: 30405
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/12/2010)
RR
Florida(2/12/2010)
RR
New York(2/12/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HIGHTOWER SECURITIES, LLC
CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Mailing Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Phone number
(312) 962-3800
Established
Illinois since 06/28/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
HIGHTOWER SECURITIES, LLC
Director of Operations & Registered AssociateCRD#: 116681Harrison, NY 10528TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
