Stanley S. Abel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Samson Abel was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1964. Stanley had worked at 4 firms and has passed the SIE, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 1978 - June 2, 2015
ABEL/NOSER CORP.
January 16, 1976 - August 18, 1977
UNGERLEIDER, HAIDAS & CO., INCORPORATED
March 10, 1972 - October 11, 1975
JESUP & LAMONT INC
June 3, 1971 - May 14, 1972
UNGERLEIDER, HAIDAS & CO., INCORPORATED
April 17, 1964 - June 17, 1971
H. HENTZ & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/15/1957
Registered Representative ExaminationSeries 40
Date: 9/8/1977
Registered Principal ExaminationCurrent Firm
ABEL/NOSER CORP.
CRD#: 7537 / SEC#: , 8-21897
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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