KK
Karen L. Kinrose
CETERA INVESTMENT ADVISERS LLC
SANTA BARBARA, CA 93105
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CRD#: 2489731
KK
Professional summary
Karen Leigh Kinrose, who also goes by Karen Rink, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Santa Barbara, California and CETERA WEALTH SERVICES, LLC located in Santa Barbara, California.
Karen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Karen has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Karen Rink
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: FIXED INSURANCE;
START DATE: 06/28/2016;
APX NUMBER OF HOURS PER WEEK: 4 HOURS;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT;
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES, LONG-TERM CARE, AND FIXED INDEXED ANNUITIES.
2. NAME OF OTHER BUSINESS: SAGE SCHOLARS, INC.;
INVESTMENT RELATED: NO;
ADDRESS: 21 S. 12TH ST. 9TH FLOOR. PHILADELPHIA, PA. 19107.;
NATURE OF BUSINESS: COLLEGE SCHOLARSHIP AWARDS;
POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL;
START DATE: 04/11/2011;
APX NUMBER OF HOURS PER WEEK: 0-5 HOURS PER WEEK;
BRIEF DESCRIPTION OF DUTIES: GENERATION OF TUITION REDUCTION WITH PARTICIPATING PRIVATE COLLEGES & UNIVERSITIES CALLED "TUITION REWARDS: WHICH PROVIDES DISCOUNTS OFF TUITION.
CRS (Client Relationship Summary) - RIA
Click below to view Karen Leigh Kinrose's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3700 State St Ste 230, Santa Barbara, CA 93105Office #2: 340 Rosewood Ave Ste O, Camarillo, CA 93010RIA
CRD#: 105644
SANTA BARBARA, CA
Current
June 8, 1994 - Present
CETERA WEALTH SERVICES, LLC
Office #2: 340 Rosewood Ave Ste O, Camarillo, CA 93010BD
CRD#: 13572
SANTA BARBARA, CA
Past
July 8, 1997 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
SANTA BARBARA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/15/1994)
IAR
California(6/29/2023)
RR
Colorado(9/25/2024)
RR
Delaware(6/5/2024)
RR
Florida(1/5/2021)
RR
Hawaii(1/3/2022)
RR
Illinois(10/18/2024)
RR
New Mexico(1/22/2018)
RR
New York(1/3/2011)
RR
Oregon(1/4/2010)
RR
Utah(1/5/2022)
RR
Wyoming(1/6/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Santa Barbara, CA 93105TRUST BUT VERIFY
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