Bryan F. Wiedersum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Frederick Wiedersum was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1995. Bryan had worked at 11 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2009 - November 23, 2010
FINTEGRA, LLC
June 12, 2009 - February 28, 2014
FINTEGRA, LLC
February 10, 2009 - May 29, 2009
JESUP & LAMONT SECURITIES CORP
January 13, 2009 - May 29, 2009
JESUP & LAMONT SECURITIES CORP
October 12, 2006 - December 31, 2008
JESUP & LAMONT ADVISORS
August 31, 2006 - December 10, 2008
EMPIRE FINANCIAL GROUP, INC.
October 7, 2004 - August 21, 2006
CAPITAL GROWTH FINANCIAL, LLC
October 1, 2004 - August 21, 2006
CAPITAL GROWTH FINANCIAL, LLC
January 22, 2001 - October 15, 2004
EQUITABLE ADVISORS, LLC
January 19, 2001 - October 15, 2004
EQUITABLE ADVISORS, LLC
February 19, 1999 - January 12, 2001
BERNARD, LEE & EDWARDS SECURITIES, INC
March 17, 1997 - June 30, 1997
GLOBAL FINANCIAL GROUP, INC.
October 22, 1996 - March 26, 1997
D.L. CROMWELL INVESTMENTS, INC.
June 13, 1995 - September 25, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
May 1, 1995 - June 8, 1995
CORTLANDT CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINTEGRA, LLC
CRD#: 16741 / SEC#: 801-56275, 8-34434
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINTEGRA HOLDINGS, LLC | SHAREHOLDERS | |
| CAURRO, STEPHEN ANTHONY | BOARD OF DIRECTORS | 5845813 |
| CONNER, DANIEL | BOARD OF DIRECTORS | |
| SCHMITZ, DOUGLAS GENE | BOARD OF DIRECTORS | 1771132 |
| SCHUH, JEFFREY ALLEN | CHIEF FINANCIAL OFFICER, FINOP | 1036839 |
| WALTER, KENNETH JOHN | BOARD OF DIRECTORS | 5845803 |
| WEBER, DOREEN LEA | PRESIDENT/CEO/CCO | 1368639 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
