Charles W. Friday
Professional summary
Charles Whitehill Friday JR, who also goes by Charlie Friday, is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in Pittsburgh, Pennsylvania.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1994. Charles has worked at 6 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Whitehill Friday JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2005 - Present
NEWEDGE SECURITIES, LLC
Office #1: 1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-4235June 28, 2004 - February 15, 2005
AGENCY TRADING GROUP, INC.
March 19, 2003 - May 11, 2004
NEWEDGE SECURITIES, LLC
January 3, 2003 - June 8, 2004
SUNGARD INSTITUTIONAL BROKERAGE INC.
November 3, 1995 - December 31, 2002
NEWEDGE SECURITIES, LLC
November 17, 1994 - December 31, 1994
AMERICAN EXPRESS SERVICE CORPORATION
June 22, 1994 - November 8, 1995
IDS LIFE INSURANCE COMPANY
June 22, 1994 - November 8, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/29/2009)
(11/1/2006)
(2/25/2005)
(2/25/2005)
(2/25/2005)
(5/12/2009)
(2/22/2005)
(3/5/2009)
(5/18/2011)
(2/22/2005)
(7/15/2009)
(2/25/2005)
(2/25/2005)
(2/17/2012)
(7/23/2008)
(7/15/2008)
(2/22/2005)
(7/8/2011)
(2/23/2005)
(2/25/2005)
(8/27/2008)
(2/22/2005)
(2/25/2005)
(9/16/2010)
(2/25/2005)
(11/1/2006)
(6/30/2008)
(2/25/2005)
(2/22/2005)
(10/6/2009)
(3/23/2009)
(2/25/2005)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
NEWEDGE SECURITIES, LLC
CRD#: 10674 / SEC#: , 8-27663
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWEDGE CAPITAL GROUP, LLC | SHAREHOLDER | |
| BANCO, JOSEPH FRANKLIN JR | PRINCIPAL FINANCIAL OFFICER AND CFO | 2850198 |
| CHAFFEE, HAROLD GERARD | CHIEF COMPLIANCE OFFICER | 2905661 |
| FONG, SARAH F | VICE PRESIDENT | 2937709 |
| JENKINS, WILLIAM HENRY | MANAGING DIRECTOR - SUPERVISION | 3004337 |
| SCHNIER, DAVID JASON | GENERAL COUNSEL AND SECRETARY | 5110928 |
| SESLER, JEAN ANN | PRINCIPAL OPERATIONS OFFICER | 1809578 |
| SMITH, KYLE PETER | PRESIDENT | 2142563 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
