Li-wei Chang
Professional summary
Li-wei Chang, who also goes by Li Chang, Liwei Chang, is a registered financial advisor currently at 7SUMMIT ADVISORS, LLC located in Los Angeles, California.
Li-wei is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Li-wei has worked at 9 firms and has passed the Series 66, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Li-wei Chang's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2014 - Present
7SUMMIT ADVISORS, LLC
Office #1: 6080 Center Drive Suite 600, Los Angeles, CA 90045March 20, 2013 - November 26, 2014
KAM ADVISORS
June 26, 2009 - October 28, 2010
HARRISDIRECT LLC
November 5, 2004 - October 28, 2010
E*TRADE SECURITIES LLC
July 8, 2003 - September 15, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
July 15, 2002 - June 9, 2003
SCHONFELD SECURITIES, LLC
February 22, 2002 - July 15, 2002
CAMDEN SECURITIES, INC.
April 21, 1999 - April 4, 2000
WEDBUSH SECURITIES INC.
February 17, 1999 - March 8, 1999
NATIONAL CLEARING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/9/2014)
Exams
Series 55
Date: 11/12/2002
Limited Representative-Equity Trader ExamCurrent Firm
7SUMMIT ADVISORS, LLC
CRD#: 171409 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 66 |
| AUM (Assets Under Management) | $ 28,916,164 |
Red Flags
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