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DS

David B. Steiner

PURPLE DOG INVESTMENTS
SPRINGFIELD, NJ 07081
CRD#: 2488160
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DS
David Barry SteinerPURPLE DOG INVESTMENTS

Professional summary

David Barry Steiner is a registered financial advisor currently at PURPLE DOG INVESTMENTS LLC located in Springfield, New Jersey.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Barry Steiner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 30, 2025 - Present

PURPLE DOG INVESTMENTS LLC

Office #1: 100 Morris Avenue Suite 101, Springfield, NJ 07081
RIA
CRD#: 300905
SPRINGFIELD, NJ
Past

March 18, 2024 - May 6, 2024

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
SPRINGFIELD, NJ
Past

April 25, 2019 - December 31, 2024

PURPLE DOG INVESTMENTS LLC

RIA
CRD#: 300905
SPRINGFIELD, NJ
Past

October 3, 2016 - April 5, 2024

CETERA ADVISORS LLC

RIA
CRD#: 10299
SPRINGFIELD, NJ
Past

October 3, 2016 - May 6, 2024

CETERA ADVISORS LLC

BD
CRD#: 10299
SPRINGFIELD, NJ
Past

January 24, 2005 - October 3, 2016

INVESTORS CAPITAL CORP.

RIA
CRD#: 30613
SPRINGFIELD, NJ
Past

March 28, 2002 - October 3, 2016

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
SPRINGFIELD, NJ
Past

January 28, 2002 - March 28, 2002

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CONSHOHOCKEN, PA
Past

January 24, 2000 - December 31, 2001

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

February 14, 1996 - January 25, 2000

FFP SECURITIES, INC.

BD
CRD#: 16337
CHESTERFIELD, MO
Past

August 22, 1995 - September 6, 1995

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

September 22, 1994 - June 21, 1995

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

September 22, 1994 - June 21, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(1/30/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/16/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/22/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/21/1994
General Securities Representative Examination

Current Firm

PD
PURPLE DOG INVESTMENTS LLC
PURPLE DOG INVESTMENTS LLC

CRD#: 300905 / SEC#:

New Jersey
Registered Investment Advisory firm - (1/30/2025 Approved)
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Contact information

Main Address
100 Morris Avenue Suite 101, Springfield, NJ 07081
Mailing Address
Phone number
(973) 346-4150
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts569
AUM (Assets Under Management)$ 51,583,034

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PURPLE DOG INVESTMENTS LLC

CRD#: 300905Springfield, NJ 07081

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