Thomas Y. Kang
Professional summary
Thomas Y Kang, who also goes by Thomas Youngkuk Kang, Thomas Y Kang, is a registered financial professional currently at NYLIFE SECURITIES LLC located in White Plains, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1995. Thomas has worked at 10 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Y Kang's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 24, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 44 South Broadway Suite 1801, White Plains, NY 10601May 23, 2023 - October 6, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 4, 2023 - April 26, 2023
MML INVESTORS SERVICES, LLC
May 22, 2017 - May 24, 2021
HSBC SECURITIES (USA) INC.
July 6, 2015 - June 24, 2016
DAVID LERNER ASSOCIATES, INC.
October 1, 2012 - February 26, 2015
J.P. MORGAN SECURITIES LLC
April 22, 1999 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
March 6, 1997 - April 16, 1999
NEBRASKA HUDSON COMPANY, INC.
August 25, 1995 - November 11, 1996
UBS FINANCIAL SERVICES INC.
March 13, 1995 - July 11, 1995
RICKEL & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/25/2025)
Exams
Series 7TO
Date: 7/27/2022
General Securities Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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