Iven Houssian
Professional summary
Iven Houssian, who also goes by IVen N/a Houssian N/a, is a registered financial professional currently at ELEVATION, LLC located in New York, New York.
Iven is registered as a RR (Registered Representative) and started their career in finance in 1994. Iven has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Iven Houssian's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2022 - Present
ELEVATION, LLC
Office #1: 261 Madison Avenue 9th Floor, New York, NY 10016February 8, 2013 - January 3, 2022
OLIVETREE FINANCIAL, LLC
September 11, 2009 - September 27, 2011
NATWEST MARKETS SECURITIES INC.
July 22, 2009 - September 11, 2009
ABN AMRO INCORPORATED
July 20, 2009 - July 22, 2009
NATWEST MARKETS SECURITIES INC.
July 23, 2004 - November 19, 2008
UBS SECURITIES LLC
June 14, 1996 - February 13, 1998
WORLDSEC INTERNATIONAL SECURITIES INC.
July 6, 1994 - April 5, 1996
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2025)
(2/4/2022)
(2/4/2022)
(5/22/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/27/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
ELEVATION, LLC
CRD#: 140341 / SEC#: , 8-67306
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHEEHAN, PATRICK JAMES | MANAGING MEMBER | 2053134 |
| SARAH TRENT HARRIS IRREVOCABLE FAMILY TRUST | PASSIVE INVESTOR | |
| BARTON ASSET MANAGEMENT, LLC | PASSIVE INVESTOR | |
| CARTER III, WARREN SMOOT | PARTNER | 6751824 |
| HARRIS, MATTHEW CARTER | TRUSTEE | 6178227 |
| LUCAS, CLAIRE TOURNE | PASSIVE INVESTOR | |
| LUCAS, HAINES DEMAREST | PASSIVE INVESTOR | |
| LUCAS, JOSIAH CHARLES TRENT | TRUSTEE | 6178218 |
| PEAK6 INVESTMENTS, L.P. | PASSIVE INVESTOR | |
| PETERSON, KELSEY CARL III | REGISTERED OPTIONS PRINCIPAL | 6684459 |
| SHEEHAN, JOHN MICHAEL BYRNE | PARTNER, CEO | 2272269 |
| SILVER, SCOTT MICHAEL | CHIEF COMPLIANCE OFFICER - CCO | 2290261 |
Disclosures
| Regulatory Event | 7 |
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