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Luciano M. Soldiviero

TP ICAP GLOBAL MARKETS AMERICAS LLC
New York, NY 10281-1008
Some features on this profile are disabled
CRD#: 2487532
LS

Professional summary

Luciano Michael Soldiviero, who also goes by Luciano Soldiviero, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York and LIQUIDNET, INC. located in New York, New York.

Luciano is registered as a RR (Registered Representative) and started their career in finance in 1995. Luciano has worked at 15 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Luciano Soldiviero

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Luciano Michael Soldiviero's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 16, 2007 - Present

TP ICAP GLOBAL MARKETS AMERICAS LLC

Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008
BD
CRD#: 2762
New York, NY
Current

May 27, 2022 - Present

LIQUIDNET, INC.

Office #1: 200 Vesey Street 5th Floor, New York, NY 10281
BD
CRD#: 103987
NEW YORK, NY
Past

May 4, 2021 - July 13, 2022

LOUIS CAPITAL MARKETS, LLC

BD
CRD#: 48013
New York, NY
Past

November 16, 2017 - June 30, 2023

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
NEW YORK, NY
Past

October 23, 2013 - February 24, 2015

FIRST BROKERS SECURITIES LLC

BD
CRD#: 27369
JERSEY CITY, NJ
Past

September 19, 2011 - October 3, 2016

BROKERTEC AMERICAS LLC

BD
CRD#: 47477
JERSEY CITY, NJ
Past

September 19, 2011 - June 30, 2023

ICAP SECURITIES USA LLC

BD
CRD#: 19739
NEW YORK, NY
Past

August 5, 2009 - October 5, 2009

TICONDEROGA SECURITIES LLC

BD
CRD#: 7671
NEW YORK, NY
Past

February 7, 2006 - November 27, 2007

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

November 20, 2000 - July 21, 2005

ADIRONDACK ELECTRONIC MARKETS LLC

BD
CRD#: 104041
NEW YORK, NY
Past

April 24, 1999 - November 10, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 27, 1997 - March 26, 1999

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

April 7, 1995 - December 12, 1996

EAGLE STRATEGIES CORP

BD
CRD#: 36707
Past

April 5, 1995 - October 3, 1997

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

January 1, 1995 - March 28, 1995

MULTINVESTMENTS, INC.

BD
CRD#: 31055
SAN ANTONIO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/11/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 8/9/1994
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

LI
LIQUIDNET, INC.
LIQUIDNET, INC.

CRD#: 103987 / SEC#: , 8-52461

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
200 Vesey Street 5th Floor, New York, NY 10281
Mailing Address
200 Vesey Street 5th Floor, New York, NY 10281
Phone number
(212) 208-7061
Established
Delaware since 01/12/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ICAP GLOBAL BROKING INCSOLEMEMBER
BOND, ROBERTCEO/DIRECTOR4121948
GOULET, STEPHEN PAULSENIOR MANAGING DIRECT/GENERAL COUNSEL/SECRETARY4769810
HALLIGAN, BRIAN JCHIEF COMPLIANCE OFFICER5016364
PEZEU, CHRISTIAN JEAN MICHELCHIEF FINANCIAL OFFICER5661987

Disclosures

Regulatory Event10

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIQUIDNET, INC.

CRD#: 103987New York, NY 10281-1008

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