Carl Richard Gibbs Jr
Professional Summary
Carl Richard Gibbs JR, who also goes by Carl Richard Jr Gibbs, is a registered financial advisor currently at STURDIVANT & CO. INC located in Baltimore, Maryland. Carl is registered as a RR (Registered Representative) and started their career in finance in 1994. Carl has worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carl Richard Jr Gibbs
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
LEGACY INVESTMENT ADVISORS | STURDIVANT & CO. INC. | STURDIVANT & CO. INC | STURDIVANT & CO INC | LEGACY INVESTMENT ADVISORS, LLC
Contact Information
Main Address
603 Sheppard Road, Voorhees, NJ 08043Mailing Address
603 Sheppard Road, Voorhees, NJ 08043Phone Number
(856) 751-1331Established
New Jersey since 08/25/1988Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/12/2007)
(1/7/2011)
(5/9/2002)
(3/25/2002)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Oct 2008About the Series 87 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1994About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Carl Richard Gibbs JR's CRS (Customer Relationship Summary).
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