BK
Bobby D. Ketchersid
CETERA INVESTMENT ADVISERS LLC
LUBBOCK, TX 79413
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CRD#: 2486354
BK
Professional summary
Bobby Dan Ketchersid is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lubbock, Texas and CETERA WEALTH SERVICES, LLC located in Lubbock, Texas.
Bobby is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Bobby has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KLMH, LLC~'NIR'~5325 20th Street~Lubbock~TX~79407~Rental Property Owner/Management Owner/Sole Proprietor~10/4/2017~2hrs~0hrs~Oversight of Rental 2) Ketchersid, CPA, PC~'NIR'~2539 74th Street~Lubbock~TX~79423~Tax Preparation/Accounting Tax Preparation/Accounting~3/11/1992~175hrs~175hrs~Tax Preparation, Bookkeeping, etc. 3) KLMH, LLC - Hale County Series~'NIR'~5325 20th Street~Lubbock~TX~79407~Other~Owner~7/16/2019~10hrs~0hrs~Owner of Farm| 4) KETCHERSID PROFESSIONAL SERVICES LLC POSITION: Member NATURE: Professional Education Instructional Services- Provided by Dana Ketchersid (Spouse) for Ropes ISD, Bobby Ketchersid Contract accounting and tax services for CPA firm. INVESTMENT RELATED: No NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 11/01/2019 ADDRESS: 5325 20th Street, Lubbock TX 79407, United States DESCRIPTION: Management 5) HUB CITY CHURCH OF CHRIST POSITION: Elder, member NATURE: Spiritual leadership. Promoting the word of God in community. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2015 ADDRESS: 3845 50th Steet, Lubbock TX 79413, United States DESCRIPTION: Promoting the word of God and spiritual needs of our church members when opportunity arise. 6) BSGM, LLP POSITION: Contract - CPA Tax Services NATURE: Tax preparation, CPA contract services. INVESTMENT RELATED: No NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 115 START DATE: 11/01/2019 ADDRESS: 8215 Nashville Ave, Lubbock TX 79423, United States DESCRIPTION: I have sold my CPA tax clients to BSGM LLP and I am in the process of transitioning to retirement. I still have my Ketchersid CPA, PC firm, therefore my company Ketchersid CPA, PC works as service entity as a contract services firm. I am still an employee of Ketchersid CPA PC and have no ownership in BSGM, LLP
CRS (Client Relationship Summary) - RIA
Click below to view Bobby Dan Ketchersid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3304 64th St, Lubbock, TX 79413RIA
CRD#: 105644
LUBBOCK, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #2: 8215 Nashville Avenue, Lubbock, TX 79423BD
CRD#: 13572
Lubbock, TX
Past
November 29, 1994 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Lubbock, TX
Past
July 13, 1989 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Lubbock, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
