Jon M. Virostek
Professional summary
Jon Michael Virostek, who also goes by Jon Michael VIrostek, Jon Virostek, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Austin, Texas.
Jon is registered as a RR (Registered Representative) and started their career in finance in 1994. Jon has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon Michael Virostek's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 600 Congress Avenue 14th Floor, Austin, TX, 78701June 16, 2020 - December 9, 2022
CANTELLA & CO., INC.
March 30, 2020 - June 12, 2020
KOVACK SECURITIES INC.
November 1, 2018 - March 30, 2020
CUSO FINANCIAL SERVICES, L.P.
September 7, 2017 - October 29, 2018
THE BAKER GROUP, LP
July 1, 2016 - September 5, 2017
BREAN CAPITAL, LLC
January 20, 2016 - June 8, 2016
CANTOR FITZGERALD & CO.
April 9, 2015 - January 26, 2016
BREAN CAPITAL, LLC
September 20, 2013 - April 13, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 3, 2002 - July 2, 2013
THE BAKER GROUP, LP
August 2, 2001 - September 5, 2002
MORGAN KEEGAN & COMPANY, LLC
July 25, 1994 - August 18, 1999
THE BAKER GROUP, LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2022)
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Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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