Michael L. Lim

PACIFIC WEALTH MANAGEMENT

San Diego, CA 92130

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CRD#: 2486329

Professional summary

Michael Leonard Lim, who also goes by Mike Lim, is a registered financial advisor currently at PACIFIC WEALTH MANAGEMENT located in San Diego, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Lim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PACIFIC WEALTH MANAGEMENT LLC/12544 HIGH BLUFF DRIVE, STE 440, SAN DIEGO, CA 92130/0/AGENT-REP/100% TIME SPENT ON BUSINESS. IAR REGISTERED THROUGH PACIFIC WEALTH MANAGEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Leonard Lim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2003 - Present

PACIFIC WEALTH MANAGEMENT

Office #1: 11512 El Camino Real Suite 350, San Diego, CA 92130

RIA

CRD#: 113217

San Diego, CA

Past

April 5, 2005 - November 1, 2017

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

SAN DIEGO, CA

Past

April 5, 2005 - November 1, 2017

GIRARD SECURITIES, INC.

CRD#: 18697

SAN DIEGO, CA

Past

October 16, 2002 - December 31, 2002

PACIFIC WEALTH MANAGEMENT

RIA

CRD#: 113217

SAN DIEGO, CA

Past

December 14, 2000 - April 7, 2005

LOCKWOOD FINANCIAL SERVICES, INC.

RIA

CRD#: 40655

SAN DIEGO, CA

Past

June 1, 2000 - April 7, 2005

LOCKWOOD FINANCIAL SERVICES, INC.

CRD#: 40655

MALVERN, PA

Past

October 1, 1999 - August 21, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

March 4, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

May 24, 1994 - March 3, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACIFIC WEALTH MANAGEMENT

KHJ ASSOCIATES, LLC | PACIFIC WEALTH MANAGEMENT, LLC | PACIFIC WEALTH MANAGEMENT | PACIFIC DIVORCE MANAGEMENT

CRD#: 113217 / SEC#: 801-77277

RIA

Registered Investment Advisory firm - (11/14/2012 Approved)

California

Registered Investment Advisory firm - (11/28/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/21/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/23/1994

General Securities Representative Examination

Current Firm

PACIFIC WEALTH MANAGEMENT

KHJ ASSOCIATES, LLC | PACIFIC WEALTH MANAGEMENT, LLC | PACIFIC WEALTH MANAGEMENT | PACIFIC DIVORCE MANAGEMENT

CRD#: 113217 / SEC#: 801-77277

RIA

Registered Investment Advisory firm - (11/14/2012 Approved)

California

Registered Investment Advisory firm - (11/28/2012 Terminated)

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Contact information

Main Address

11512 El Camino Real Ste 350, San Diego, CA 92130

Mailing Address

Phone number

(858) 509-9797

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORMADVPART2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	524
AUM (Assets Under Management)	$ 317,620,996

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael L. Lim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Leonard Lim's CRS (Customer Relationship Summary).

Certified licenses

Experience

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

PACIFIC WEALTH MANAGEMENT

LOCKWOOD FINANCIAL SERVICES, INC.

LOCKWOOD FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

PACIFIC WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/16/1999

Series 63

Date: 10/10/1994

SIE

Date: 11/1/2017

Series 7

Date: 5/23/1994

Current Firm

PACIFIC WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PACIFIC WEALTH MANAGEMENT

TRUST BUT VERIFY

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