Chester E. Clark
Professional summary
Chester Edmond Clark, who also goes by Chester Edmond Clark III, is a registered financial professional currently at CLEARPOOL EXECUTION SERVICES, LLC located in New York, New York.
Chester is registered as a RR (Registered Representative) and started their career in finance in 1994. Chester has worked at 8 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 7TO, SIE, Series 56, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chester Edmond Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2015 - Present
CLEARPOOL EXECUTION SERVICES, LLC
Office #1: 17 State Street 38th Floor, New York, NY, 10004April 8, 2014 - June 16, 2014
CLEARPOOL EXECUTION SERVICES, LLC
April 3, 2012 - December 31, 2015
WORLD-XECUTION STRATEGIES
February 24, 2011 - February 2, 2015
WTS PROPRIETARY TRADING GROUP LLC
April 13, 2005 - January 5, 2009
NATIXIS SECURITIES AMERICAS LLC
February 17, 2004 - March 29, 2005
BROKERAGEAMERICA, LLC
June 17, 1996 - March 1, 2004
NATIONAL FINANCIAL SERVICES LLC
August 1, 1995 - June 25, 1996
WSM HOLDINGS, L.L.C.
August 12, 1994 - August 7, 1995
WAGNER, STOTT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 56
Date: 8/17/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 12/9/1998
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CLEARPOOL EXECUTION SERVICES, LLC
CRD#: 168490 / SEC#: , 8-69313
Contact information
FINRA licenses (26 States and Territories)
Documents
Disclosures
| Regulatory Event | 19 |
Red Flags
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