DK
David W. Karin
INNOVATION PARTNERS LLC
Westlake, CA 91361
Some features on this profile are disabled
CRD#: 2486154
DK
Professional summary
David Wayne Karin, who also goes by David Karin, is a registered financial advisor currently at INNOVATION PARTNERS LLC located in Westlake, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. David has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Karin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Accident & Health, Life, and Variable Insurance; Investment-Related; Agent CPS Insurance. 2860 Michelle Drive Ste 150. Irvine, CA 92606. IMO, Selling Fixed and FIA Annuities. Rental Property. 1/2008. 5385 Huntley St #32 Sini Valley, CA 93063. Rental Property Passive Income. 1 hr a month.
CRS (Client Relationship Summary) - RIA
Click below to view David Wayne Karin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Wayne Karin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2025 - Present
INNOVATION PARTNERS LLC
Office #1: 2829 Townsgate Road #100, Westlake, CA 91361RIA
BD
CRD#: 146344
Westlake, CA
Current
May 13, 2025 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210RIA
BD
CRD#: 146344
Charlotte, NC
Past
April 2, 2012 - May 14, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
RIA
CRD#: 39262
Westlake Village, CA
Past
March 30, 2012 - May 14, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
BD
CRD#: 39262
Westlake Village, CA
Past
May 2, 2009 - April 3, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
WESTLAKE VILLAGE, CA
Past
May 2, 2009 - April 3, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
WESTLAKE VILLAGE, CA
Past
February 23, 2006 - May 2, 2009
WAMU INVESTMENTS, INC.
RIA
CRD#: 599
SIMI VALLEY, CA
Past
December 23, 1999 - May 2, 2009
WAMU INVESTMENTS, INC.
BD
CRD#: 599
SIMI VALLEY, CA
Past
March 19, 1999 - December 20, 1999
SCHOFF & BAXTER, INC.
BD
CRD#: 3290
BURLINGTON, IA
Past
November 14, 1998 - March 19, 1999
CAL FED INVESTMENTS
BD
CRD#: 19631
SACRAMENTO, CA
Past
May 16, 1996 - November 14, 1998
GLENFED BROKERAGE SERVICES
BD
CRD#: 13648
GLENDALE, CA
Past
July 15, 1994 - May 30, 1996
INTERFIRST CAPITAL CORPORATION
BD
CRD#: 7659
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IP
INNOVATION PARTNERS LLC
DEEMER WEALTH MANAGEMENT | INNOVATION PARTNERS LLC. | INNOVATION PARTNERS LLC
CRD#: 146344 / SEC#: 801-78702, 8-67812
RIA
Registered Investment Advisory firm - SEC (10/24/2013 Approved)Arizona
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)California
Registered Investment Advisory firm - SEC (1/9/2014 Terminated)Colorado
Registered Investment Advisory firm - SEC (12/17/2013 Terminated)Connecticut
Registered Investment Advisory firm - SEC (12/18/2013 Terminated)Florida
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)Indiana
Registered Investment Advisory firm - SEC (12/11/2013 Terminated)Nevada
Registered Investment Advisory firm - SEC (1/10/2014 Terminated)New York
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/11/2013 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)Texas
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/2/2025)
RR
California(5/16/2025)
IAR
California(5/16/2025)
RR
Idaho(7/14/2025)
RR
Kansas(5/22/2025)
RR
Nevada(5/16/2025)
IAR
Nevada(5/19/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IP
INNOVATION PARTNERS LLC
DEEMER WEALTH MANAGEMENT | INNOVATION PARTNERS LLC. | INNOVATION PARTNERS LLC
CRD#: 146344 / SEC#: 801-78702, 8-67812
RIA
Registered Investment Advisory firm - SEC (10/24/2013 Approved)Arizona
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)California
Registered Investment Advisory firm - SEC (1/9/2014 Terminated)Colorado
Registered Investment Advisory firm - SEC (12/17/2013 Terminated)Connecticut
Registered Investment Advisory firm - SEC (12/18/2013 Terminated)Florida
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)Indiana
Registered Investment Advisory firm - SEC (12/11/2013 Terminated)Nevada
Registered Investment Advisory firm - SEC (1/10/2014 Terminated)New York
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/11/2013 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)Texas
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
5950 Fairview Road Suite 140, Charlotte, NC 28210
Mailing Address
5950 Fairview Road Suite 140, Charlotte, NC 28210
Phone number
(704) 708-5461
Established
North Carolina since 11/19/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
297
SEC notice filing (40 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INNOVATION PARTNERS LLC
CRD#: 146344Westlake, CA 91361TRUST BUT VERIFY
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