William R. Holland
Professional summary
William Robert Holland, who also goes by Bill Holland, William R. Holland, is a registered financial advisor currently at THE HOLLAND GROUP, INC. located in San Diego, California and LPL FINANCIAL LLC located in San Diego, California.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1968. William has worked at 9 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Robert Holland's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2005 - Present
THE HOLLAND GROUP, INC.
Office #1: 701 B Street, Suite 1830, San Diego, CA 92101July 21, 2025 - Present
LPL FINANCIAL LLC
Office #1: 701 B St. Ste. 1830, San Diego, CA 92101December 13, 2016 - December 31, 2022
WESTERN INTERNATIONAL SECURITIES, INC.
December 13, 2016 - December 31, 2022
WESTERN INTERNATIONAL SECURITIES, INC.
November 23, 2004 - January 17, 2017
THE SECURITIES CENTER, INC.
July 1, 2003 - November 29, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - November 29, 2004
WELLS FARGO CLEARING SERVICES, LLC
March 27, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
March 10, 1992 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
May 19, 1978 - March 27, 1992
KIDDER, PEABODY & CO. INCORPORATED
May 6, 1976 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
August 1, 1968 - June 12, 1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/1/2005)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationPC
Date: 8/15/1977
AMEX Put and Call ExamSeries 1
Date: 7/26/1968
Registered Representative ExaminationFINRA
Current Firm
THE HOLLAND GROUP, INC.
CRD#: 135294 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 134 |
| AUM (Assets Under Management) | $ 96,426,767 |
Red Flags
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