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EJ

Evan Douglas Jay

CRD# 2485902·Registered 2002 - 2016
Previously Registered: Being a previously registered professional could mean that Evan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Evan Douglas Jay, who also goes by Evan D Jay, Evan Jay, was a registered financial advisor. Evan was a previously registered financial professional and started their career in finance 2002 - 2016. Evan had worked at 5 firms and has passed the SIE and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Evan D Jay, Evan Jay

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

BRANT POINT CAPITAL, LLC·CRD# 153353
BD
New York, NY
December 9, 2015 - May 12, 2016
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.·CRD# 102920
BD
New York, NY
May 23, 2014 - November 23, 2015
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
July 20, 2007 - June 18, 2014
BEAR WAGNER SPECIALISTS LLC·CRD# 32691
BD
New York, NY
May 3, 2005 - July 26, 2007
ICBC STANDARD SECURITIES INC.·CRD# 35560
BD
New York, NY
August 6, 2002 - April 15, 2005

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Current Firm

BP
BRANT POINT CAPITAL, LLC

BRANT POINT CAPITAL, LLC

CRD#: 153353 / SEC#: 8-68526
BD
Terminated by SEC on 07/04/2016

Contact Information

Established

Delaware since 09/29/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PPIH LPMEMBER—
AHUJA, ANILESHDIRECTOR1969746
JAY, EVAN DOUGLASCHIEF COMPLIANCE OFFICER2485902
MONTGOMERY, JOHN ANTHONY JRPRINCIPAL1380514
ZHENG, BEIQINGFINOP6241215

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed May 2016About the SIE exam

Series 24 — General Securities Principal Examination

Passed Aug 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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EJ
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