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Anilesh Ahuja

CRD# 1969746·Registered 1992 - 2011
Barred: Anilesh Ahuja was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Anilesh Ahuja, who also goes by Neil Ahuja, was a registered financial advisor. Anilesh was a previously registered financial advisor and started their career in finance 1992 - 2011. Anilesh had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Neil Ahuja

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

PREMIUM POINT INVESTMENTS·CRD# 149921
RIA
New York, NY
June 19, 2009 - December 31, 2011
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
October 8, 2004 - August 20, 2008
NATWEST MARKETS SECURITIES INC.·CRD# 11707
BD
Stamford, CT
June 2, 2000 - October 7, 2004
NATWEST MARKETS SECURITIES INC.·CRD# 11707
BD
Stamford, CT
March 5, 1997 - May 16, 2000
LEHMAN SPECIAL SECURITIES INC.·CRD# 7242
BD
November 3, 1992 - July 18, 1994
LEHMAN GOVERNMENT SECURITIES INC.·CRD# 19655
BD
November 3, 1992 - October 23, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
November 3, 1992 - February 14, 1997

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Current Firm

PP
PREMIUM POINT INVESTMENTS

PREMIUM POINT INVESTMENTS | PREMIUM POINT INVESTMENTS LP | PREMIUM POINT INVESTMENTS LLC

CRD#: 149921 / SEC#: 801-70038

Contact Information

Main Address

New York, NY

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2000About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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