Craig Scott Mauri
CFAProfessional Summary
Craig Scott Mauri, CFA is a registered financial advisor currently at PINE DISTRIBUTORS LLC located in Chicago, Illinois. Craig is registered as a RR (Registered Representative) and started their career in finance in 1995. Craig has worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
PINE DISTRIBUTORS LLC
Contact Information
Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246Phone Number
(720) 651-8092Established
Delaware since 08/30/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1995About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Craig Scott Mauri's CRS (Customer Relationship Summary).
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