Clifford P. Smallman
Professional summary
Clifford Peter Smallman, who also goes by Clifferd Peter Smallma, is a registered financial professional currently at BCW SECURITIES LLC located in Westport, Connecticut.
Clifford is registered as a RR (Registered Representative) and started their career in finance in 1997. Clifford has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clifford Peter Smallman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2013 - Present
BCW SECURITIES LLC
Office #1: 55 Post Road West, Suite 200, Westport, CT 06880Office #2: 55 Post Road West, Suite 200, Westport, CT 06880September 24, 2010 - March 7, 2012
CANTOR FITZGERALD & CO.
October 1, 1998 - June 11, 2004
CREDIT SUISSE SECURITIES (USA) LLC
December 22, 1997 - September 15, 1998
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/27/2013)
(11/18/2013)
Exams
FINRA
Current Firm
BCW SECURITIES LLC
CRD#: 144930 / SEC#: , 8-67685
Contact information
FINRA licenses (18 States and Territories)
Red Flags
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Company Information
BCW SECURITIES LLC
CRD#: 144930Westport, CT 06880TRUST BUT VERIFY
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