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RM

Robert R. Moore

INTERACTIVE BROKERS
Fort Lauderdale, FL 33301
Some features on this profile are disabled
CRD#: 2485706
RM

Professional summary

Robert R Moore, who also goes by Robert Russell Moore, Robert Moore, is a registered financial professional currently at INTERACTIVE BROKERS CORP. located in Fort Lauderdale, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 8 firms and has passed the Series 66, Series 63, Series 65, Series 3, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert Russell Moore | Robert Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert R Moore's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 12, 2018 - Present

INTERACTIVE BROKERS CORP.

Office #1: 401 E Las Olas Blvd Suite 830, Fort Lauderdale, FL 33301
BD
CRD#: 117942
Fort Lauderdale, FL
Past

November 28, 2016 - April 2, 2018

ARVEST WEALTH MANAGEMENT

RIA
CRD#: 42057
FT SMITH, AR
Past

October 24, 2016 - April 2, 2018

ARVEST WEALTH MANAGEMENT

BD
CRD#: 42057
FT SMITH, AR
Past

May 10, 2013 - January 5, 2015

TCFG WEALTH MANAGEMENT, LLC

BD
CRD#: 164153
NEW YORK, NY
Past

September 28, 2005 - July 18, 2008

INTERACTIVE BROKERS LLC

BD
CRD#: 36418
CHICAGO, IL
Past

July 22, 2003 - November 18, 2004

SEBOLD CAPITAL MANAGEMENT, INC

RIA
CRD#: 122941
NAPERVILLE, IL
Past

November 20, 1996 - March 2, 1998

BA INVESTMENT SERVICES, INC.

BD
CRD#: 12965
OAKLAND, CA
Past

October 3, 1996 - November 20, 1996

CONTINENTAL BROKERAGE SERVICES INC.

BD
CRD#: 17098
Past

October 4, 1994 - October 4, 1996

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/7/2019)
RR
Alaska
(1/7/2019)
RR
Arizona
(1/7/2019)
RR
Arkansas
(1/7/2019)
RR
California
(1/7/2019)
RR
Colorado
(1/7/2019)
RR
Connecticut
(1/7/2019)
RR
Delaware
(1/7/2019)
RR
District of Columbia
(1/7/2019)
RR
Florida
(1/7/2019)
RR
Georgia
(1/7/2019)
RR
Hawaii
(1/7/2019)
RR
Idaho
(1/7/2019)
RR
Illinois
(1/7/2019)
RR
Indiana
(1/7/2019)
RR
Iowa
(1/7/2019)
RR
Kansas
(1/7/2019)
RR
Kentucky
(1/7/2019)
RR
Louisiana
(1/7/2019)
RR
Maine
(1/7/2019)
RR
Maryland
(1/7/2019)
RR
Massachusetts
(1/7/2019)
RR
Michigan
(1/7/2019)
RR
Minnesota
(1/7/2019)
RR
Mississippi
(1/7/2019)
RR
Missouri
(1/7/2019)
RR
Montana
(1/7/2019)
RR
Nebraska
(1/7/2019)
RR
Nevada
(1/7/2019)
RR
New Hampshire
(1/7/2019)
RR
New Jersey
(1/7/2019)
RR
New Mexico
(1/7/2019)
RR
New York
(1/7/2019)
RR
North Carolina
(1/7/2019)
RR
North Dakota
(1/7/2019)
RR
Ohio
(1/7/2019)
RR
Oklahoma
(1/7/2019)
RR
Oregon
(1/7/2019)
RR
Pennsylvania
(1/7/2019)
RR
Puerto Rico
(1/7/2019)
RR
Rhode Island
(1/7/2019)
RR
South Carolina
(1/7/2019)
RR
South Dakota
(1/7/2019)
RR
Tennessee
(1/7/2019)
RR
Texas
(1/7/2019)
RR
Utah
(1/7/2019)
RR
Vermont
(1/7/2019)
RR
Virgin Islands
(1/7/2019)
RR
Virginia
(1/7/2019)
RR
Washington
(1/7/2019)
RR
West Virginia
(1/7/2019)
RR
Wisconsin
(1/7/2019)
RR
Wyoming
(1/7/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/28/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/24/2013
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 1/4/1995
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 5/28/2021
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 4/2/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/9/2013
General Securities Representative Examination
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm

IB
INTERACTIVE BROKERS CORP.
CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.

CRD#: 117942 / SEC#: , 8-53615

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Loading...

Contact information

Main Address
Pickwick Plaza, Greenwich, CT 06830
Mailing Address
Two Pickwick Plaza, Greenwich, CT 06830
Phone number
(203) 618-5700
Established
Delaware since 01/16/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IB EXCHANGE CORP.OWNER
BRODY, PAUL JONATHANSECRETARY, PRINCIPAL OPERATIONS OFFICER1722066
GALIK, MILANCEO2204066
GELMAN, JONATHAN MICHAELCCO AND ROSFP5440103
MENICUCCI, JAMESPRINCIPAL FINANCIAL OFFICER6590173

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTERACTIVE BROKERS CORP.

CRD#: 117942Fort Lauderdale, FL 33301

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