Manuel R. Holland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manuel Robert Holland was a registered financial professional .
Manuel is a previously registered financial professional and started their career in finance in 1970. Manuel had worked at 7 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 1997 - May 5, 2014
BROOKLIGHT PLACE SECURITIES, INC.
September 18, 1995 - December 31, 1996
WOODBURY FINANCIAL SERVICES, INC.
April 8, 1994 - July 19, 1995
BMA FINANCIAL SERVICES, INC.
May 11, 1993 - April 5, 1994
G. R. PHELPS & CO., INC.
September 11, 1991 - May 12, 1993
NEW ENGLAND SECURITIES
January 26, 1971 - August 22, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
May 7, 1970 - January 30, 1971
REGISTERED FUNDS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/27/1970
Registered Representative ExaminationCurrent Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
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