Bryan M. Yvon

EXCHANGERIGHT SECURITIES

Pasadena, CA 91106

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CRD#: 2485515

Professional summary

Bryan Michael Yvon, who also goes by Bryan Michael Yvon, is a registered financial professional currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California.

Bryan is registered as a RR (Registered Representative) and started their career in finance in 1994. Bryan has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bryan Michael Yvon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan Michael Yvon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2025 - Present

EXCHANGERIGHT SECURITIES, LLC

Office #1: 1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106

CRD#: 283430

Pasadena, CA

Past

August 16, 2023 - August 20, 2025

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

August 29, 2022 - June 30, 2023

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

ATLANTA, GA

Past

June 29, 2021 - September 8, 2022

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

January 16, 2020 - May 12, 2021

WAYPOINT DIRECT INVESTMENTS, LLC

CRD#: 132475

STAMFORD, CT

Past

April 4, 2016 - December 10, 2019

RESOURCE SECURITIES LLC

CRD#: 133022

PHILADELPHIA, PA

Past

October 28, 2013 - March 21, 2016

CAREY FINANCIAL, LLC

CRD#: 15246

NEW YORK, NY

Past

April 21, 2011 - November 12, 2013

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

November 11, 2008 - November 2, 2010

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

January 1, 2007 - November 11, 2008

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

October 19, 2006 - January 26, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MINNEAPOLIS, MN

Past

October 18, 2006 - January 1, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

November 20, 2002 - March 13, 2006

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

PARSIPPANY, NJ

Past

November 15, 2002 - March 13, 2006

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

January 24, 2002 - November 4, 2002

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

WINDSOR, CT

Past

November 29, 1996 - November 9, 2001

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

June 16, 1994 - November 20, 1995

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/25/2025)

California
(8/25/2025)

Florida
(8/25/2025)

Georgia
(8/25/2025)

Mississippi
(8/25/2025)

Puerto Rico
(8/25/2025)

Tennessee
(8/25/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/15/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430 / SEC#: , 8-69753

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Mailing Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Phone number

(626) 564-1031

Established

California since 01/06/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EXCHANGERIGHT HOLDINGS, LLC	OWNER
DRYDEN, SUSANA KAY	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	5327906
THOMAS, WARREN JESSE MCEWIN	PRESIDENT, MANAGING MEMBER	2299254
THORNTON, STEVEN LEE	FINOP	4496384
UNGERECHT, JOSHUA PAUL	CEO, MANAGING MEMBER	5183573

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan M. Yvon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan Michael Yvon's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

ALPS DISTRIBUTORS, INC.

WAYPOINT DIRECT INVESTMENTS, LLC

RESOURCE SECURITIES LLC

CAREY FINANCIAL, LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

TRANSAMERICA CAPITAL, LLC

RIVERSOURCE DISTRIBUTORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

VP DISTRIBUTORS LLC

VERAVEST INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/1998

Series 63

Date: 8/26/1994

SIE

Date: 10/1/2018

Series 7

Date: 7/21/1997

Series 6

Date: 6/15/1994

FINRA

Current Firm

EXCHANGERIGHT SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EXCHANGERIGHT SECURITIES, LLC

TRUST BUT VERIFY

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