Scott D. Reisenweaver
Professional summary
Scott Douglas Reisenweaver is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Midlothian, Virginia and CETERA ADVISORS LLC located in Midlothian, Virginia.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Scott has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 22 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Douglas Reisenweaver's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 116 Walton Park Lane, Midlothian, VA 23114September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 116 Walton Park Lane, Midlothian, VA 23114July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
February 14, 2011 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
February 11, 2011 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
January 25, 2005 - February 11, 2011
QA3 FINANCIAL LLC
January 24, 2005 - February 11, 2011
QA3 FINANCIAL CORP.
January 3, 2003 - January 25, 2005
SECURIAN FINANCIAL SERVICES, INC.
June 15, 1999 - January 3, 2003
INVESTMENT ADVISORY GROUP, INC.
June 23, 1994 - January 25, 2005
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2022)
(9/8/2022)
(9/8/2022)
(1/6/2025)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(2/26/2025)
(2/27/2025)
(11/12/2020)
(9/8/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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