Scott W. Eaton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott William Eaton was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1994. Scott had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2015 - June 5, 2018
MARKETAXESS CORPORATION
September 30, 2010 - May 11, 2015
UNICREDIT CAPITAL MARKETS LLC
August 17, 2009 - October 7, 2010
BSG MARKETS LLC
March 12, 2007 - June 24, 2008
ABN AMRO INCORPORATED
January 18, 2005 - December 18, 2006
NATWEST MARKETS SECURITIES INC.
August 7, 2000 - October 13, 2004
DEUTSCHE BANK SECURITIES INC.
June 22, 1994 - June 14, 1999
UBS SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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