Carlos O. Cruz
Professional summary
Carlos Orlando Cruz is a registered financial professional currently at CREDIT AGRICOLE SECURITIES (USA) INC. located in Iselin, New Jersey.
Carlos is registered as a RR (Registered Representative) and started their career in finance in 2018. Carlos has worked at 3 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carlos Orlando Cruz's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2026 - Present
CREDIT AGRICOLE SECURITIES (USA) INC.
Office #1: 200 Wood Avenue South 1st Floor, Iselin, NJ 08830September 23, 2025 - November 20, 2025
ADELPHI STOCK BROKERS
March 28, 2018 - January 28, 2025
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
CREDIT AGRICOLE SECURITIES (USA) INC.
CRD#: 190 / SEC#: , 8-13753
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT AGRICOLE GLOBAL PARTNERS INC. ("CAGPI") | SHAREHOLDER | |
| ARNAL, CELINE | DIRECTOR | 7247072 |
| GEROLD, MARIA TERESA | CFO | 5967881 |
| HETIER, FRANCOIS-EDOUARD MARIE MARC | DIRECTOR | 7817148 |
| KURZ, WILLIAM FRANK | MEMBER OF THE BOARD OF DIRECTORS AND COO | 7602164 |
| PUBLIE, STEPHANE | INTERIM CEO AND MEMBER OF THE BOARD OF DIRECTORS | 5978052 |
| YOUN, EDWARD KYUNG-HO | CHIEF COMPLIANCE OFFICER | 6723958 |
| ZAFAR, KASHIF | MANAGING DIRECTOR | 2666642 |
Disclosures
| Regulatory Event | 18 |
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