Katrina R. Riddick

PEOPLE FIRST FINANCIAL ADVISORS

Landover, MD 20785

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CRD#: 2484616

Professional summary

Katrina Romona Riddick is a registered financial advisor currently at PEOPLE FIRST FINANCIAL ADVISORS located in Landover, Maryland.

Katrina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Katrina has worked at 8 firms and has passed the Series 66, Series 63, Series 50, SIE, Series 7, Series 52, Series 54 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Financial Advisory Investment Management Group, LLC, d/b/a People First Financial Advisors, Title: President and CEO; Successor to STRATEGIC SOLUTIONS CENTER, LLC., Former Title: Senior Managing Director. WORK WEEK: AVERAGE 50 HOURS PER WEEK. PERCENTAGE WORK WEEK WORKED DURING SECURITIES TRADING HOURS: 80% - 100% ON AVERAGE PER WEEK. DUTIES: FINANCIAL ADVISOR CONSULTANT TO STATE AND LOCAL GOVERNMENTS REGARDING DEBT ISSUANCES. REGISTRATIONS: SEC / MSRB REGISTERED MUNICIPAL ADVISOR REPRESENTATIVE AND STATE-REGISTERED INVESTMENT ADVISER REPRESENTATIVE. 2)FAIM GROUP STRATEGIC SOLUTIONS CENTER, LLC OF BALTIMORE. TITLE: PRESIDENT AND CEO. WORK WEEK: AVERAGE 1.25 HOURS PER WEEK. PERCENTAGE WORK WEEK WORKED DURING SECURITIES TRADING HOURS: 0% - 10% ON AVERAGE PER WEEK. DUTIES: FINANCIAL ADVISOR CONSULTANT TO SMALL AND START-UP MINORITY OWNED BUSINESSES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katrina Romona Riddick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2007 - Present

PEOPLE FIRST FINANCIAL ADVISORS

Office #1: 8181 Professional Place Suite 202, Landover, MD 20785

RIA

CRD#: 143919

Landover, MD

Past

November 7, 2016 - January 24, 2017

PERCIVAL FINANCIAL PARTNERS, LTD.

CRD#: 41813

COLUMBIA, MD

Past

November 11, 2014 - September 29, 2016

BACKSTROM MCCARLEY BERRY & CO., LLC

CRD#: 124503

SAN FRANCISCO, CA

Past

October 1, 2010 - July 2, 2014

PERCIVAL FINANCIAL PARTNERS, LTD.

CRD#: 41813

COLUMBIA, MD

Past

November 17, 2006 - October 29, 2010

INNOVA SECURITIES, INC.

CRD#: 27040

SUITLAND, MD

Past

January 23, 2004 - March 20, 2006

M. R. BEAL & COMPANY

CRD#: 22088

NEW YORK, NY

Past

December 18, 2002 - February 11, 2004

INNOVA SECURITIES, INC.

CRD#: 27040

SUITLAND, MD

Past

June 24, 2002 - February 10, 2004

JACKSON SECURITIES LLC

CRD#: 19897

ATLANTA, GA

Past

June 14, 1995 - April 22, 2002

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

June 3, 1994 - November 30, 1994

HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.

CRD#: 414

NEW ORLEANS, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(8/31/2007)

IAR

Virginia
(11/7/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/22/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 50

Date: 7/20/2017

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

SIE

Date: 1/24/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/1995

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 6/2/1994

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 54

Date: 6/4/2021

Municipal Advisor Principal Qualification Examination

Principal/Supervisory Exam

Series 26

Date: 6/9/2003

Investment Company Products/Variable Contracts Principal Examination

Current Firm

PEOPLE FIRST FINANCIAL ADVISORS

FINANCIAL ADVISORY INVESTMENT GROUP, LLC | STRATEGIC SOLUTIONS CENTER, LLC | PEOPLE FIRST FINANCIAL ADVISORS | FINANCIAL ADVISORY INVESTMENT MANAGEMENT GROUP, LLC

CRD#: 143919 / SEC#:

Maryland

Registered Investment Advisory firm - (8/17/2007 Approved)

Virginia

Registered Investment Advisory firm - (5/21/2007 Approved)

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Contact information

Main Address

8181 Professional Place Suite 202, Landover, MD 20785

Mailing Address

3717 Boston Street, Pmb# 314, Baltimore, MD 21224

Phone number

301-577-8900, EXT. 105

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Katrina R. Riddick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katrina Romona Riddick's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERCIVAL FINANCIAL PARTNERS, LTD.

BACKSTROM MCCARLEY BERRY & CO., LLC

PERCIVAL FINANCIAL PARTNERS, LTD.

INNOVA SECURITIES, INC.

M. R. BEAL & COMPANY

INNOVA SECURITIES, INC.

JACKSON SECURITIES LLC

LEGG MASON WOOD WALKER, INCORPORATED

HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2007

Series 63

Date: 6/22/1994

Series 50

Date: 7/20/2017

SIE

Date: 1/24/2017

Series 7

Date: 11/14/1995

Series 52

Date: 6/2/1994

Series 54

Date: 6/4/2021

Series 26

Date: 6/9/2003

Current Firm

PEOPLE FIRST FINANCIAL ADVISORS

Contact information

Documents

Red Flags

Company Information

PEOPLE FIRST FINANCIAL ADVISORS

TRUST BUT VERIFY

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