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Matthew David Rittenmeyer

CRD# 2484518·Registered 1994 - 2012
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew David Rittenmeyer, who also goes by Matt Rittenmeyer, Matthew D Rittenmeyer, was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1994 - 2012. Matthew had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matt Rittenmeyer, Matthew D Rittenmeyer

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

FUNDS PLACEMENT GROUP, LLC·CRD# 145840
BD
Dallas, TX
June 24, 2010 - February 22, 2012
FUNDS PLACEMENT GROUP, LLC·CRD# 145840
BD
Dallas, TX
May 14, 2008 - April 8, 2009
WILLIAM BLAIR·CRD# 1252
BD
Chicago, IL
November 5, 2007 - May 15, 2008
HFV INVESTMENTS, LLC·CRD# 47771
BD
Dallas, TX
May 1, 2006 - October 12, 2007
BBVA COMPASS INVESTMENT SOLUTIONS, INC·CRD# 17086
BD
Birmingham, AL
February 15, 2006 - April 12, 2006
REFCO SECURITIES, LLC·CRD# 14094
BD
New York, NY
July 8, 2004 - November 17, 2005
BACAP DISTRIBUTORS, LLC·CRD# 46088
BD
Charlotte, NC
March 12, 2001 - August 4, 2003
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
Newark, NJ
June 21, 1999 - December 31, 2000
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
September 30, 1994 - April 30, 1999

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Current Firm

FP
FUNDS PLACEMENT GROUP, LLC

FUNDS PLACEMENT GROUP, LLC | WILLIAM BLAIR FUNDS PLACEMENT GROUP, L.L.C.

CRD#: 145840 / SEC#: 8-67755
BD
Terminated by SEC on 01/28/2019

Contact Information

Established

Delaware since 03/22/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FPG PARTNERS, LLCSOLE MEMBER—
BOWMAN, RICHARD CONWAYPRESIDENT / CCO1284955
SCHAPS, MICHAEL ROBERTFINOP / CFO/POO/PFO1892138

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 2001About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1994About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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