Nelson Lagares
Professional summary
Nelson Lagares is a registered financial professional currently at BCP SECURITIES, INC. located in Greenwich, Connecticut.
Nelson is registered as a RR (Registered Representative) and started their career in finance in 2003. Nelson has worked at 4 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nelson Lagares's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2018 - Present
BCP SECURITIES, INC.
Office #1: 289 Greenwich Avenue 4th, Greenwich, CT, 06830Office #2: 289 Greenwich Avenue - 4th Fl, Greenwich, CT 06830June 19, 2012 - August 24, 2016
CANACCORD GENUITY LLC
August 21, 2009 - September 27, 2012
CANACCORD GENUITY SECURITIES LLC
January 30, 2003 - October 3, 2008
SWISS AMERICAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
BCP SECURITIES, INC.
CRD#: 27063 / SEC#: , 8-42836
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIKE, RANDALL EMORY | CHAIRMAN | 1926966 |
| HOUSON, RICARDO CARLOS | SHAREHOLDER | 2943538 |
| LUQUE SUESCUN, JUAN CARLOS | SHAREHOLDER | 2373875 |
| OWENS, STEVEN CRAIG | SHAREHOLDER | 2268295 |
| SMITH, DAVID CHRISTOPHER | SHAREHOLDER | 2749802 |
| BAGORDA, FELICE | SHAREHOLDER/CEO | 5439644 |
| BILAL, MUHAMMAD OMAR | SHAREHOLDER | 6272625 |
| BURKE, EDWARD JOHN JR. | SHAREHOLDER | 2398546 |
| CLEVEN, PETER DAMION | CHIEF COMPLIANCE OFFICER | 6400894 |
| DAELLENBACH, RENE | SHAREHOLDER | 2555076 |
| DELLA CIOPPA, MAURO | SHAREHOLDER | 4961537 |
| DIAZ, NATALIE HELEN | SHAREHOLDER | 4691258 |
| GARCIA, EDWIN ERNESTO | SHAREHOLDER / FINOP | 4154949 |
| GUTIERREZ, JAVIER | SHAREHOLDER | 6482968 |
| HARPER, JAMES VANCE | SHAREHOLDER | 4014076 |
| HOUGH, BENJAMIN COLIN | SHAREHOLDER | 2396825 |
| KHALITOV, BULAT | SHAREHOLDER | 6387636 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
