Mark W. Flower
Professional summary
Mark William Flower is a registered financial advisor currently at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. located in Los Angeles, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark William Flower's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2021 - Present
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
Office #1: 333 South Hope Street, Los Angeles, CA 90071Office #2: Steuart Tower 1 Market St., Suite 1800, San Francisco, CA 94105May 25, 2021 - July 1, 2021
CAPITAL BANK AND TRUST COMPANY
January 3, 2011 - March 30, 2021
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - March 30, 2021
WELLS FARGO CLEARING SERVICES, LLC
September 25, 2002 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
September 25, 2002 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
July 8, 1997 - October 1, 2002
UBS FINANCIAL SERVICES INC.
September 20, 1996 - October 1, 2002
UBS FINANCIAL SERVICES INC.
June 29, 1994 - October 9, 1996
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CRD#: 312837 / SEC#: 801-121267
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/1/2021)
(7/1/2021)
(9/30/2021)
(8/25/2021)
(7/1/2021)
(7/1/2021)
Exams
Series 8
Date: 12/14/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CRD#: 312837 / SEC#: 801-121267
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,073 |
| AUM (Assets Under Management) | $ 42,713,999,861 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2026 | ||
| 10/24/2024 | ||
| 07/28/2023 |
Red Flags
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