Rick A. Gonsalves
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rick Allan Gonsalves was a registered financial professional .
Rick is a previously registered financial professional and started their career in finance in 1994. Rick had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2022 - May 10, 2023
AMERICAFIRST WEALTH MANAGEMENT, INC.
April 19, 2021 - December 31, 2021
AMERICAFIRST CAPITAL MANAGEMENT, LLC
January 13, 2014 - December 31, 2019
AMERICAFIRST CAPITAL MANAGEMENT, LLC
November 10, 2011 - October 30, 2012
AMERICAFIRST SECURITIES, INC.
October 13, 2010 - December 31, 2013
AMERICAFIRST CAPITAL MANAGEMENT, LLC
September 24, 2009 - December 31, 2010
AMERICAFIRST CAPITAL MANAGEMENT, LLC
January 3, 2007 - September 25, 2007
BRECEK & YOUNG ADVISORS, INC.
January 3, 2007 - December 31, 2007
BRECEK & YOUNG ADVISORS, INC.
September 22, 2005 - December 31, 2006
WRP INVESTMENTS, INC.
September 22, 2005 - December 31, 2006
WRP INVESTMENTS, INC.
January 20, 2004 - October 12, 2005
COMMONWEALTH FINANCIAL NETWORK
January 20, 2004 - October 12, 2005
COMMONWEALTH FINANCIAL NETWORK
April 23, 2002 - February 6, 2004
RBC CAPITAL MARKETS, LLC
April 23, 2002 - February 6, 2004
RBC CAPITAL MARKETS, LLC
August 6, 1997 - May 8, 2002
WELLS FARGO CLEARING SERVICES, LLC
June 24, 1994 - August 7, 1997
M.L. STERN & CO., LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAFIRST WEALTH MANAGEMENT, INC.
CRD#: 314640 / SEC#: 801-121671
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 23,350,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
