HT
Harrison W. Taylor
TRUIST ADVISORY SERVICES
CHARLOTTESVILLE, VA 22903
Some features on this profile are disabled
CRD#: 2483216
HT
Professional summary
Harrison William Taylor, who also goes by Harrison W Taylor, Rocky Taylor, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlottesville, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Charlottesville, Virginia.
Harrison is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Harrison has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Harrison W Taylor | Rocky Taylor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HEMOSHEAR - START DATE 12/16/13, INVESTMENT RELATED, NOT A PUBLICLY TRADED COMPANY, 1115 5TH ST SW CHARLOTTESVILLE VA 22902, PASSIVE INVESTOR, $25K, NO COMPENSATION AT THIS TIME. VCI INTERNATIONAL: NOT INVESTMENT RELATED, NOT PUBLICLY TRADED, OWN PROPERTY IN CANCUN MEXICO, NO COMPENSATION. PANEL COATINGS LLC: NOT INVESTMENT RELATED, NOT PUBLICLY TRADED, TBLISI REPUBLIC OF GEORGIA, INHERITED OWNERSHIP, SOLAR PANEL COATINGS, NO DUTIES, NO COMPENSATION. 98 MAIN ST LLC: OWN PROPERTY IN NANTUCKET MA, NO DUTIES, NO COMPENSATION. EDUCATIONAL TECHNOLOGIES: NOT INVESTMENT RELATED, NOT PUBLICLY TRADED, INHERITIED OWNERSHIP, HONE DRIVING SKILLS OF AUSTRAILIAN TRUCKERS, PURCHASED BY MOTHER IN MID 1990S, NO COMPENSATION. JEFFERSON CAPITAL PARTNERS: $450K INVESTMENT, NOT PUBLICLY TRADED, INHERITED INVESTMENT FROM MOTHER, DOES NOT COMPETE WITH BB&T OR AFFILIATES, PASSIVE INVESTOR. SALUDA RIVER CLUB: $50K INVESTMENT, 5% ANNUAL INTEREST AND 2-300% RETURN AFTER SEVERAL YEARS, MULTI-INCOME RESIDENTIAL PROJECT IN COLUMBIA SC SUBURBS, GP IS JEFFERSON CAPITAL, DOES OT COMPETE WITH BB&T OR AFFILIATES. PIEDMONT COUNCIL FOR THE ARTS (PCA): CO-CHAIR OF 2030 ADVISORY COUNCIL, START 1/1/16, NOT INVESTMENT RELATED, NOT PUBLICLY TRADED, 114 4TH ST SE CHARLOTTESVILLE VA 22902, PCA CHAMPIONS AND CELEBRATES CREATIVITY IN CHARLOTTESVILLE/ALBEMARLE AREA, 2030 SUPPORTS PCA'S BOARD & STAFF IN EXECUTING THAT MISSION WHILE LEARNING HOW TO EFFECTIVELY SERVE ON A NON-PROFIT BOARD, APPROX 5 HRS PER MO, 0 HRS DURING SCHEDULED WORK TIME, NO COMP.
CRS (Client Relationship Summary) - RIA
Click below to view Harrison William Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 310 4th St Ne Ste 100, Charlottesville, VA 22903RIA
CRD#: 283390
CHARLOTTESVILLE, VA
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 310 4th St Ne Ste 100, Charlottesville, VA 22902BD
CRD#: 17499
CHARLOTTESVILLE, VA
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
November 20, 2012 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
May 5, 1999 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
CHARLOTTESVILLE, VA
Past
February 6, 1998 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
RIA
CRD#: 6255
CHARLOTTESVILLE, VA
Past
August 27, 1997 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
BD
CRD#: 3309
RICHMOND, VA
Past
June 9, 1994 - September 3, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/13/2024)
RR
Arizona(2/17/2021)
RR
California(2/17/2021)
RR
Colorado(2/17/2021)
RR
Connecticut(8/12/2024)
RR
Delaware(2/17/2021)
RR
District of Columbia(2/17/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Illinois(2/17/2021)
RR
Indiana(2/17/2021)
RR
Iowa(11/12/2024)
RR
Kansas(2/17/2021)
RR
Kentucky(2/17/2021)
RR
Louisiana(10/25/2021)
RR
Maine(3/10/2023)
RR
Maryland(2/17/2021)
RR
Massachusetts(2/17/2021)
RR
Michigan(6/28/2024)
RR
Minnesota(8/5/2024)
RR
Missouri(2/17/2021)
RR
Nevada(2/17/2021)
RR
New Hampshire(6/30/2022)
RR
New Jersey(2/17/2021)
RR
New Mexico(6/26/2025)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
Ohio(2/17/2021)
RR
Oregon(2/17/2021)
RR
Pennsylvania(2/17/2021)
RR
Rhode Island(9/10/2024)
RR
South Carolina(2/17/2021)
RR
South Dakota(11/12/2024)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
IAR
Texas(4/13/2021)
RR
Utah(8/23/2023)
RR
Virginia(2/17/2021)
IAR
Virginia(2/17/2021)
RR
Washington(2/17/2021)
RR
West Virginia(5/6/2021)
RR
Wisconsin(8/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/26/1997
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
